This industry comprises legal entities (i.e., funds (except insurance and employee benefit funds; open-end investment funds; trusts, estates, and agency accounts)). Included in this industry are mortgage real estate investment trusts (REITs). Illustrative Examples: Closed-end investment funds Special purpose financial vehicles Collateralized mortgage obligations (CMOs) Unit investment trust funds Face-amount certificate funds Mortgage real estate investment trusts (REITs) Real estate mortgage investment conduits (REMICs)

Including:

• Closed-end investment funds
• CMOs (collateralized mortgage obligations)
• Collateralized mortgage obligations (CMOs)
• Face-amount certificate funds
• Funds, mutual, closed-end
• Investment funds, closed-end
• Money market mutual funds, closed-end
• Mortgage real estate investment trusts (REITs)
• Mortgage-backed securities
• Mutual funds, closed-end
• Pooled investment vehicle (PIV) funds, closed-end
• Profit-sharing funds
• Real estate mortgage investment conduits (REMICs)
• REMICs (real estate mortgage investment conduits)
• Special purpose financial vehicles
• Unit investment trust funds